NEW YORK, Aug. 11, 2025 /PRNewswire/ -- ARC Group Securities LLC ("ARC Securities"), a wholly owned subsidiary of ARC Group, is pleased to announce that it has received approval from the Financial Industry Regulatory Authority (FINRA) to operate as a registered underwriting broker-dealer in the United States. This milestone marks a significant step in ARC Securities' ongoing expansion of its global capital markets capabilities and commitment to providing comprehensive solutions to growth-focused companies worldwide.
"This approval is a pivotal development for ARC Securities and our broader capital markets strategy," said Ian Hanna, CEO at ARC Securities "Adding firm commitment underwriting to our broker-dealer license not only underscores our dedication to regulatory excellence and operational integrity but also positions us to better serve our clients seeking access to U.S. capital markets."
A Strategic Gateway to U.S. Capital Markets
With the expanded broker-dealer license, ARC Securities can now directly engage in U.S. securities transactions, including acting as an underwriter for IPOs and other public offerings. This enhanced capability increases ARC Securities ability to deliver cross-border transaction expertise and tailored capital markets solutions across Asia, Europe, and other key markets.
"Our U.S. broker-dealer presence allows us to provide an integrated, end-to-end advisory and execution platform for clients with global ambitions," said Ian Hanna added. "It reflects our strategic vision to bridge Asia and the West while upholding the highest standards of compliance and client service."
Expanding Global Reach and Deepening Expertise
ARC Group, the parent, is renowned for its leadership in cross-border M&A, IPO advisory, SPAC transactions, and strategic consulting. With offices across major financial hubs, the Group has advised on more than $10 billion in transactions, empowering companies to achieve transformative growth and access new investor bases.
The establishment of ARC Securities as a U.S.-registered broker-dealer with underwriting capabilities underscores ARC Group's ongoing commitment to creating shareholder value, expanding global reach, and delivering best-in-class financial solutions tailored to the dynamic needs of growth companies.
For more information on ARC Group, please visit: www.arc-group.com
About ARC Group Securities LLC
ARC Group Securities LLC is a FINRA-registered broker-dealer headquartered in San Francisco and a wholly owned subsidiary of ARC Group. The firm specializes in providing comprehensive capital markets and investment banking services to emerging growth and mid-market companies globally, with a focus on bridging Asia and Western markets.
About ARC Group
ARC Group is a global investment bank and management consultancy firm dedicated to supporting companies through cross-border financial advisory, M&A, IPOs, SPAC transactions, financing, and consulting services. Headquartered in Hong Kong, ARC Group has offices across Mainland China, the United States, Southeast Asia, Europe, and the Middle East, uniquely positioning it to deliver integrated solutions across multiple jurisdictions.
